Stephen Austin, financial advisor Walnut Creek CA

Stephen Austin

CRD Number: 6380544
Current Firm: Kingswood Wealth Advisors, LLC

Stephen Austin (CRD# 6380544) is an Investment Advisor Representative working at Kingswood Wealth Advisors, LLC in Walnut Creek, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Kingswood Capital Partners, LLC New York, NY May 2023 - Current < 1
Kingswood Wealth Advisors LLC Walnut Creek, CA Jan 2022 - Current 2
Apex Financial, LLC Glen Rock, NJ Dec 2016 - Current 7
Benchmark Investments, Inc. Stockbridge, GA Jan 2019 - May 2023 4
Benchmark Advisory Services Walnut Creek, CA Jan 2022 - Jan 2022 < 1
American Global Wealth Management, Inc. Mcdonough, GA Apr 2018 - Sep 2018 < 1
401k Generation, Inc. Lake Mary, FL Dec 2016 - Jul 2018 1
Infinity Financial Services Oakland, CA Nov 2015 - Dec 2016 1
Paychex Securities Corporation San Ramon, CA May 2014 - Dec 2015 1
Usi St. Paul, MN Jun 2014 - Jun 2015 1
Lapolla Industries Houston, TX Jun 2013 - Jul 2014 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2014
S65 NASAA Investment Advisors Law Examination Feb 2016
Contact Info for Stephen C. Austin
Phone Number: 800-535-6981
Registered State(s):
  • CA
  • NV
By the Numbers
  • Total Assets Under Management
    969
    MILLIONS
  • Total Number of Accounts
    2,720
    ACCOUNTS
  • Average Account Value
    $356,387
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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