Cole Mills (CRD# 4278314) is an Investment Advisor Representative working at Lpl Financial LLC in Portland, OR and has over 22 years of experience in the finance industry. Cole Mills has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5807693
The H Group Washington, Inc.
CRD# 1053785
Securities America Advisors, Inc.
CRD# 2279233
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Portland, OR | Jul 2021 - Current | 2 |
| All Hands Raised | Portland, OR | Jul 2020 - Jul 2021 | 1 |
| Pps College And Career Cte Advisory Committee | Portland, OR | Jun 2019 - Jul 2021 | 2 |
| Bridgetown Wealth Management (dba) | Portland, OR | Jan 2017 - Jul 2021 | 4 |
| Rotary Club Of Portland | Portland, OR | Jan 2015 - Jul 2021 | 6 |
| M & J Group | Portland, OR | Jan 2014 - Jul 2021 | 7 |
| Disjecta Contemporary Art Center Of Portland | Portland, OR | Jul 2013 - Jul 2021 | 8 |
| Various Insurance Carriers For W & R Insurance Agencies | Portland, OR | Feb 2002 - Jul 2021 | 19 |
| Waddell & Reed, Inc. | Portland, OR | Aug 2001 - Jul 2021 | 19 |
| All Hands Raised | Portland, OR | Sep 2017 - Jul 2020 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2001 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OR
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
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