James Flad (CRD# 4497980) is an Investment Advisor Representative working at Smb Financial Services, Inc. in Portland, OR and has over 21 years of experience in the finance industry.
CRD# 5807693
The H Group Washington, Inc.
CRD# 1053785
Securities America Advisors, Inc.
CRD# 2279233
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Smb Financial Services, Inc. | Portland, OR | Aug 2011 - Current | 12 |
| James W Flad, Cpa, Pc | Portland, OR | Jul 1974 - Current | 49 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2002 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2007 |
- OR
-
Total Assets Under Management138MILLIONS
-
Total Number of Accounts768ACCOUNTS
-
Average Account Value$179,730
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
AZ, CA, FL, ID, MA, OR, TX, WA
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