Keith MorganCRD Number: 3139407
Current Firm: Umpqua Investments, Inc.
Keith Morgan (CRD# 3139407) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Lake Oswego, OR and has over 18 years of experience in the finance industry.
Cable Hill Partners, LLC
Nw Tax & Wealth Advisory Group, Inc.
Secondhalf Planning & Investment, LLC
|Umpqua Investments, Inc.||Medford, OR||Jul 2010 - Current||7|
|Ubs Financial Services||Portland, OR||Mar 2007 - Jul 2010||3|
|Salomon Smith Barney Inc.||Lake Oswego, OR||Sep 1998 - Mar 2007||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1998|
|S65||NASAA Investment Advisors Law Examination||Dec 1998|
Total Assets Under Management543MILLIONS
Total Number of Accounts2,318ACCOUNTS
Average Account Value$234,062
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, LA, MA, MD, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SD, TX, UT, VA, WA, WI