James Dinapoli, financial advisor Lake Placid FL

James Dinapoli

CRD Number: 1712651
Current Firm: Securities America Advisors, Inc.

James Dinapoli (CRD# 1712651) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Lake Placid, FL and has over 36 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America Advisors Lake Placid, FL Jul 2019 - Current 4
Securities America, Inc. Lake Placid, FL Jul 2019 - Current 4
Cadaret, Grant & Company, Inc. Lake Placid, FL Dec 2008 - Jul 2019 10
Highlands Investment Mangement Lake Placid, NY Dec 2008 - Mar 2015 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1987
S66 NASAA Uniform Combined State Law Examination Feb 2003
Contact Info for James J. Dinapoli
Phone Number: 402-399-9111
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    38,164
    MILLIONS
  • Total Number of Accounts
    200,228
    ACCOUNTS
  • Average Account Value
    $190,602
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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