Michael NoelCRD Number: 5531864
Current Firm: Thrivent Investment Management Inc.
Michael Noel (CRD# 5531864) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Lake Placid, FL and has over 9 years of experience in the finance industry.
Johnson Stivender Wealth Advisors, Inc.
Raymond James Financial Services Advisors, Inc.
J. W. Cole Advisors, Inc.
|Thrivent Investment Management Inc.||Lake Placid, FL||Mar 2010 - Current||7|
|Thrivent Financial For Lutherans||Appleton, WI||Mar 2010 - Current||7|
|H.d Vest Advisory Services||Irving, TX||Aug 2008 - Mar 2010||1|
|H.d. Vest||Tampa, FL||May 2008 - Mar 2010||1|
|Hanna, Lemar Cpa, Pa||Brandon, FL||Apr 2008 - Dec 2009||1|
|American Home Financial Svcs Corp||Valrico, FL||Mar 2006 - Apr 2008||2|
|Home Discovery Lending||Tampa, FL||Aug 2005 - Aug 2006||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management8,027MILLIONS
Total Number of Accounts36,119ACCOUNTS
Average Account Value$222,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV