Thomas Steele, financial advisor Lake Preston SD

Thomas Steele

CRD Number: 3134381
Current Firm: Lpl Financial LLC

Thomas Steele (CRD# 3134381) is an Investment Advisor Representative working at Lpl Financial LLC in Lake Preston, SD and has over 25 years of experience in the finance industry.

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Lpl Financial LLC
Company Name Location Dates Years
Lpl Financial LLC Lake Preston, SD Mar 2020 - Current 4
Steele Financial Services, LLC Lake Preston, SD Jan 2008 - Current 16
Securities America Inc. Lake Preston, SD Nov 2014 - Mar 2020 5
Securities America Advisors Lake Preston, SD Nov 2014 - Mar 2020 5
Cetera Advisor Networks LLC El Segundo, CA Sep 2013 - Nov 2014 1
Pfg Financial Advisors State College, PA Apr 2010 - Nov 2014 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 1998
Contact Info for Thomas W. Steele
Phone Number: 704-733-3300
Registered State(s):
  • SD
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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