Thomas Steele, financial advisor Lake Preston SD
93 score

Thomas Steele

CRD Number: 3134381
Current Firm: Securities America Advisors, Inc.

Thomas Steele (CRD# 3134381) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Lake Preston, SD and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America Inc. Lake Preston, SD Nov 2014 - Current 2
Securities America Advisors Lake Preston, SD Nov 2014 - Current 2
Steele Financial Services, LLC Lake Preston, SD Jan 2008 - Current 8
Cetera Advisor Networks LLC El Segundo, CA Sep 2013 - Nov 2014 1
Pfg Financial Advisors State College, PA Apr 2010 - Nov 2014 4
Walnut Street Securities Inc. St Louis, MO Feb 2010 - Sep 2013 3
Cbs Advisors LLC Richmond, VA Feb 2006 - Mar 2010 4
Community Bankers Securities, LLC Richmond, VA Feb 2004 - Dec 2009 5
Appomattox Insurance & Financial Service Petersburg, VA Apr 1995 - Jan 2008 12
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 1998
Contact Info for Thomas W. Steele
Phone Number: 402-399-9111
Registered State(s):
  • SD
By the Numbers
  • Total Assets Under Management
    13,433
    MILLIONS
  • Total Number of Accounts
    92,356
    ACCOUNTS
  • Average Account Value
    $145,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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