Thomas SteeleCRD Number: 3134381
Current Firm: Securities America Advisors, Inc.
Thomas Steele (CRD# 3134381) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Lake Preston, SD and has over 18 years of experience in the finance industry.
Pathway Investments, LLC
Wells Fargo Advisors, LLC
Ameriprise Financial Services, Inc.
|Securities America Inc.||Lake Preston, SD||Nov 2014 - Current||2|
|Securities America Advisors||Lake Preston, SD||Nov 2014 - Current||2|
|Steele Financial Services, LLC||Lake Preston, SD||Jan 2008 - Current||8|
|Cetera Advisor Networks LLC||El Segundo, CA||Sep 2013 - Nov 2014||1|
|Pfg Financial Advisors||State College, PA||Apr 2010 - Nov 2014||4|
|Walnut Street Securities Inc.||St Louis, MO||Feb 2010 - Sep 2013||3|
|Cbs Advisors LLC||Richmond, VA||Feb 2006 - Mar 2010||4|
|Community Bankers Securities, LLC||Richmond, VA||Feb 2004 - Dec 2009||5|
|Appomattox Insurance & Financial Service||Petersburg, VA||Apr 1995 - Jan 2008||12|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 1998|
Total Assets Under Management13,433MILLIONS
Total Number of Accounts92,356ACCOUNTS
Average Account Value$145,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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