Thomas SteeleCRD Number: 3134381
Current Firm: Securities America Advisors, Inc.
Thomas Steele (CRD# 3134381) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Lake Preston, SD and has over 19 years of experience in the finance industry.
Pathway Investments, LLC
Wells Fargo Advisors, LLC
Ameriprise Financial Services, Inc.
|Securities America Inc.||Lake Preston, SD||Nov 2014 - Current||3|
|Securities America Advisors||Lake Preston, SD||Nov 2014 - Current||3|
|Steele Financial Services, LLC||Lake Preston, SD||Jan 2008 - Current||10|
|Cetera Advisor Networks LLC||El Segundo, CA||Sep 2013 - Nov 2014||1|
|Pfg Financial Advisors||State College, PA||Apr 2010 - Nov 2014||4|
|Walnut Street Securities Inc.||St Louis, MO||Feb 2010 - Sep 2013||3|
|Cbs Advisors LLC||Richmond, VA||Feb 2006 - Mar 2010||4|
|Community Bankers Securities, LLC||Richmond, VA||Feb 2004 - Dec 2009||5|
|Appomattox Insurance & Financial Service||Petersburg, VA||Apr 1995 - Jan 2008||12|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 1998|
Total Assets Under Management13,433MILLIONS
Total Number of Accounts92,356ACCOUNTS
Average Account Value$145,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.