Darrin HalseyCRD Number: 3123125
Current Firm: Kovack Advisors, Inc.
Darrin Halsey (CRD# 3123125) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Lake Suzy, FL and has over 18 years of experience in the finance industry. Darrin Halsey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
A New Approach Financial Planning
Wells Fargo Advisors, LLC
Raymond James Financial Services Advisors, Inc.
|Kovack Securities, Inc.||Ft. Laud., FL||Apr 2009 - Current||8|
|Kovack Advisors, Inc.||Ft. Laud., FL||Apr 2009 - Current||8|
|Raymond James & Associates, Inc.||Port Charlotte, FL||Sep 2005 - Apr 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management1,317MILLIONS
Total Number of Accounts5,353ACCOUNTS
Average Account Value$246,011
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV