Dwain Becker, financial advisor Lakeland FL

Dwain Becker

CRD Number: 709264
Current Firm: Principal Securities, Inc.

Dwain Becker (CRD# 709264) is an Investment Advisor Representative working at Principal Securities, Inc. in Lakeland, FL and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Principal Securities Inc. Lake Wales, FL Jan 2023 - Current 1
One Source Advisory, LLC Lakelamd, FL Jan 2023 - Current 1
Becker Insurance Consultants Winter Haven, FL Dec 1983 - Jan 2023 39
Cetera Advisor Networks LLC El Segundo, CA Jun 2021 - Dec 2022 1
Cetera Advisor Networks El Segundo, CA May 2021 - Dec 2022 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2005
S65 NASAA Investment Advisors Law Examination Aug 2017
Contact Info for Dwain P. Becker
Phone Number: 888-774-6267
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    9,417
    MILLIONS
  • Total Number of Accounts
    46,075
    ACCOUNTS
  • Average Account Value
    $204,381
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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