James Nelson, financial advisor Lake Wales FL
96 score

James Nelson

CRD Number: 1931451
Current Firm: Lineweaver Wealth Advisors

James Nelson (CRD# 1931451) is an Investment Advisor Representative working at Lineweaver Wealth Advisors in Lake Wales, FL and has over 10 years of experience in the finance industry. James Nelson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Family Financial Services Of Florida, LLC Lake Wales, FL Dec 2015 - Current 1
Weaver Financial Associates, LLC Lake Wales, FL Oct 2015 - Current 1
Hbi Wealth Advisory Services, LLC Auburndale, FL Jun 2015 - Current 1
Triad Advisors, Inc. Norcross, GA Mar 2015 - Current 1
Lineweaver Wealth Advisors Valley View, OH Mar 2015 - Current 1
Steward Enterprises, Inc. Dba Nelson Financial Strategies Lake Wales, FL Apr 2002 - Current 14
Sigma Financial Corporation Ann Arbor, MI Oct 2008 - Mar 2015 6
Sigma Planning Ann Arbor, MI Oct 2008 - Mar 2015 6
Signator Investors Jacksonville, FL Aug 2007 - Oct 2008 1
Questar Capital Corporation Lake Wales, FL Jan 2007 - Aug 2007 < 1
Next Financial Group Lake Wales, FL Aug 2003 - Jan 2007 3
Spectrum Assets Inc. Lake Wales, FL Aug 2003 - Dec 2006 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2006
Contact Info for James M. Nelson
Phone Number: 216-520-1711
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    220
    MILLIONS
  • Total Number of Accounts
    2,041
    ACCOUNTS
  • Average Account Value
    $107,701
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

CA, FL, NE, NY, OH, PA, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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