Curtis BaumgardCRD Number: 3050508
Current Firm: Thrivent Investment Management Inc.
Curtis Baumgard (CRD# 3050508) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Lakefield, MN and has over 19 years of experience in the finance industry. Curtis Baumgard has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Thrivent Investment Management Inc.
Principal Securities, Inc.
Royal Fund Management, LLC
|Thrivent Investment Management Inc.||Lakefield, MN||Jul 2002 - Current||15|
|Thrivent Financial For Lutherans||Appleton, WI||Jul 2002 - Current||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1998|
|S65||NASAA Investment Advisors Law Examination||Sep 2008|
Total Assets Under Management8,027MILLIONS
Total Number of Accounts36,119ACCOUNTS
Average Account Value$222,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV