Andrew HernanCRD Number: 4566048
Current Firm: Allen & Company Of Florida, Inc.
Andrew Hernan (CRD# 4566048) is an Investment Advisor Representative working at Allen & Company Of Florida, Inc. in Lakeland, FL and has over 14 years of experience in the finance industry.
Allen & Company Of Florida, Inc.
Usaa Financial Planning Services
Lpl Financial LLC
|Allen & Company Of Florida, Inc.||Lakeland, FL||Aug 2009 - Current||8|
|Griffin Pools, Inc.||Lakeland, FL||Jan 2006 - Current||11|
|Genworth Financial Securities Corporation||Schuamburg, IL||Aug 2006 - Aug 2009||3|
|Genworth Financial Advisers Corporation||Schaumburg, IL||Aug 2006 - Aug 2009||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management632MILLIONS
Total Number of Accounts1,995ACCOUNTS
Average Account Value$316,591
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, DE, FL, GA, IL, IN, KY, LA, MD, MI, MO, MS, MT, NC, ND, NH, NJ, NM, NY, OH, PA, SC, TN, TX, UT, VA, WA, WI, WV