Kenneth Compton, financial advisor Lakeland FL
83 score

Kenneth Compton

CRD Number: 3022855
Current Firm: Raymond James Financial Services Advisors, Inc.

Kenneth Compton (CRD# 3022855) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Lakeland, FL and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James Financial Services Advisors Inc. Lakeland, FL Jul 2014 - Current 2
Raymond James Financial Services, Inc. Lakeland, FL Jun 2014 - Current 2
Compton & Associates - Private Wealth Advisors Lakeland, FL Jun 2014 - Current 2
Bartow Regional Medical Center Bartow, FL Jan 2013 - Current 3
Wells Fargo Advisors Financial Network LLC Lakeland, FL Sep 2006 - Jun 2014 7
Citigroup Global Markets Lakeland, FL Feb 1998 - Sep 2006 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1998
S65 NASAA Investment Advisors Law Examination May 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Kenneth H. Compton
Phone Number: 727-567-5877
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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