Paul Morgis, financial advisor Lakeland FL
96 score

Paul Morgis

CRD Number: 1086590
Current Firm: Vicus Capital, Inc.

Paul Morgis (CRD# 1086590) is an Investment Advisor Representative working at Vicus Capital, Inc. in Lakeland, FL and has over 27 years of experience in the finance industry. Paul Morgis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Nathan Amann, financial advisor Lakeland FL
Nathan D. Amann
CRD# 5516499
Allen & Company Of Florida, Inc.
Score
100
Similar Advisors
Matthew Antos, financial advisor Lakeland FL
Matthew J. Antos
CRD# 2688701
Lpl Financial LLC
Score
96
Similar Advisors
Christian Beiter, financial advisor Lakeland FL
Christian G. Beiter
CRD# 4583834
J. W. Cole Advisors, Inc.
Score
96
Professional Designations
Company Name Location Dates Years
Cetera Advisor Networks LLC El Segundo, CA Sep 2013 - Current 3
Vicus Capital (formerly Pfg Financial Advisors) State College, PA Jun 2002 - Current 14
Walnut Street Securities Inc. St Louis, MO Nov 2001 - Aug 2013 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1989
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Paul D. Morgis
Phone Number: 855-558-4287
Firm Website: http://vicuscapital.com/
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    1,094
    MILLIONS
  • Total Number of Accounts
    4,397
    ACCOUNTS
  • Average Account Value
    $248,896
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Paul Morgis and other advisors.
BADGES
96

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.