James Howe (CRD# 6761331) is an Investment Advisor Representative working at Lpl Financial LLC in Littleton, CO and has over 7 years of experience in the finance industry.
CRD# 1036566
Buswell Associates, Inc.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Fort Mill, SC | Jul 2023 - Current | < 1 |
| Bank Of The West | Lakewood, CO | Apr 2021 - Current | 3 |
| Bancwest Investment Services, Inc. | Lakewood, CO | Apr 2021 - Current | 3 |
| Gwfs Equities, Inc. | Greenwood Village, CO | Sep 2018 - Apr 2021 | 2 |
| Fidelity Personal And Workplace Advisors | Boston, MA | Jul 2018 - Sep 2018 | < 1 |
| Fidelity Brokerage Services, LLC | Greenwood Village, CO | Feb 2017 - Sep 2018 | 1 |
| Kc Resources, Inc. | Snowmass Village, CO | Feb 2015 - Feb 2017 | 2 |
| Crystal River Oil & Gas | Snowmass Village, CO | Oct 2014 - Feb 2017 | 2 |
| The Roaring Fork Club | Basalt, CO | Jun 2014 - Oct 2014 | < 1 |
| University Of Denver | Denver, CO | Sep 2013 - Jun 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2018 |
| S63 | Uniform Securities State Law Examination | Apr 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
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