James Howe, financial advisor Lakewood CO

James Howe

CRD Number: 6761331
Current Firm: Bancwest Investment Services, Inc. (bwis)

James Howe (CRD# 6761331) is an Investment Advisor Representative working at Bancwest Investment Services, Inc. (bwis) in Lakewood, CO and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of The West Lakewood, CO Apr 2021 - Current < 1
Bancwest Investment Services, Inc. Lakewood, CO Apr 2021 - Current < 1
Gwfs Equities, Inc. Greenwood Village, CO Sep 2018 - Apr 2021 2
Fidelity Personal And Workplace Advisors Boston, MA Jul 2018 - Sep 2018 < 1
Fidelity Brokerage Services, LLC Greenwood Village, CO Feb 2017 - Sep 2018 1
Kc Resources, Inc. Snowmass Village, CO Feb 2015 - Feb 2017 2
Crystal River Oil & Gas Snowmass Village, CO Oct 2014 - Feb 2017 2
The Roaring Fork Club Basalt, CO Jun 2014 - Oct 2014 < 1
University Of Denver Denver, CO Sep 2013 - Jun 2014 < 1
Pakmail Austin Austin, TX Dec 2009 - Dec 2013 4
Wild Connections Colorado Springs, CO Jun 2013 - Sep 2013 < 1
Office Depot Denver, CO Jun 2013 - Aug 2013 < 1
University Of Denver Denver, CO Sep 2012 - Jun 2013 < 1
Keller Williams Austin, TX Jun 2012 - Jul 2012 < 1
University Of Denver Denver, CO Sep 2011 - Jun 2012 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2018
S63 Uniform Securities State Law Examination Apr 2017
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James Howe
Phone Number: 800-338-3919
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    2,177
    MILLIONS
  • Total Number of Accounts
    9,165
    ACCOUNTS
  • Average Account Value
    $237,500
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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