Richard Leet (CRD# 1416264) is an Investment Advisor Representative working at Vicus Capital, Inc. in Hallstead, PA and has over 38 years of experience in the finance industry. Richard Leet has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4349306
Lpl Financial LLC
CRD# 2135902
Stifel, Nicolaus & Company, Incorporated
CRD# 4893694
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Infinity 82, LLC | Honesdale, PA | Mar 2023 - Current | 1 |
| Rick Leet Agency Llc Dba Little And Nelson Insurance | Montrose, PA | Sep 2020 - Current | 3 |
| Cetera Advisor Networks | El Segundo, CA | Oct 2019 - Current | 4 |
| 1938 Wealth Advisors | Lakewood, PA | Oct 2019 - Current | 4 |
| Vicus Capital, Inc. | State College, PA | Sep 2019 - Current | 4 |
| Eleven Roses LLC | Hallstead, PA | Sep 2018 - Current | 5 |
| Richard W. Leet Dba Rick Leet Agency | Lakewood, PA | Jan 1984 - Current | 40 |
| Nationwide Advisory Services, Inc. | Lakewood, PA | Sep 1985 - Sep 2019 | 34 |
| Nationwide Insurance Company | Columbus, OH | May 1984 - Sep 2019 | 35 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1985 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2012 |
- PA
-
Total Assets Under Management2,255MILLIONS
-
Total Number of Accounts8,430ACCOUNTS
-
Average Account Value$267,441
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.