Joshua Stern, financial advisor Lancaster CA
89 score

Joshua Stern

CRD Number: 6014611
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Joshua Stern (CRD# 6014611) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Lancaster, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Lancaster, CA Feb 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith, Incorporated Lancaster, CA Sep 2014 - Current 2
H.d. Vest Investment Services Stevenson Ranch, CA May 2013 - Sep 2014 1
Stern, Kory, Sreden And Morgan Aac Stevenson Ranch, CA Jan 2008 - Nov 2013 5
Enterprise Rent A Car Lancaster, CA Dec 2006 - Jan 2008 1
Taco Bell Lancaster, CA Aug 2005 - Jan 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
S63 Uniform Securities State Law Examination Dec 2013
Contact Info for Joshua S. Stern
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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