Timothy Hayes (CRD# 240593) is an Investment Advisor Representative working at Independent Financial Group, LLC in Lancaster, CA and has over 27 years of experience in the finance industry. Timothy Hayes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3184578
Citigroup Global Markets Inc.
CRD# 4747932
Thrivent Investment Management Inc.
CRD# 5006996
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Independent Financial Group, LLC | Lancaster, CA | Feb 2024 - Current | < 1 |
| Timothy Hayes Financial | Lancaster, CA | Apr 1975 - Current | 49 |
| Crown Capital Securities, LP | Orange, CA | Aug 1999 - Feb 2024 | 24 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1996 |
- CA
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Total Assets Under Management6,751MILLIONS
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Total Number of Accounts30,369ACCOUNTS
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Average Account Value$222,295
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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