James LewisCRD Number: 1325187
Current Firm: Stifel, Nicolaus & Company, Incorporated
James Lewis (CRD# 1325187) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Lancaster, OH and has over 32 years of experience in the finance industry.
Rebel Financial, LLC
Pds Planning Inc.
Landfall Financial Advisors, Inc.
|Stifel Nicolaus & Co Inc.||Lancaster, OH||Apr 2014 - Current||3|
|Wells Fargo Advisors LLC||Lancaster, OH||May 2009 - Apr 2014||4|
|Wachovia Securities, LLC||Lancaster, OH||Jan 2008 - May 2009||1|
|A.g. Edwards||Lancaster, OH||Aug 1998 - Jan 2008||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1985|
Total Assets Under Management38,401MILLIONS
Total Number of Accounts115,441ACCOUNTS
Average Account Value$332,650
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV