Joseph LeightonCRD Number: 3136901
Current Firm: Ameriprise Financial Services, Inc.
Joseph Leighton (CRD# 3136901) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Lancaster, OH and has over 18 years of experience in the finance industry.
Rebel Financial, LLC
Pds Planning Inc.
Landfall Financial Advisors, Inc.
|Ameriprise Financial Services, Inc.||Lancaster, OH||Mar 2009 - Current||8|
|Valic Financial Advisors||Columbus, OH||Aug 2007 - Mar 2009||1|
|United Brethern Church||Huntington, IN||Jan 1986 - Mar 2009||23|
|American Express Financial Advisors||Columbus, OH||Jun 2004 - Sep 2007||3|
|Ids Life Insurance Company||Columbus, OH||Jun 2004 - Sep 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1999|
|S66||NASAA Uniform Combined State Law Examination||Feb 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV