Eric PasquiniCRD Number: 3176301
Current Firm: Cuna Brokerage Services, Inc.
Eric Pasquini (CRD# 3176301) is an Investment Advisor Representative working at Cuna Brokerage Services, Inc. in Lancaster, PA and has over 18 years of experience in the finance industry.
Thrivent Investment Management Inc.
Northwestern Mutual Investment Services,llc
Kaufman Advisory Services, Inc.
|Cuna Mutual Group||Waverly, IA||Aug 2009 - Current||8|
|Cuna Brokerage Services, Inc.||Waverly, IA||Aug 2009 - Current||8|
|Allstate Financial Services||Lebanon, PA||Aug 2002 - Aug 2009||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1999|
|S65||NASAA Investment Advisors Law Examination||Sep 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,331MILLIONS
Total Number of Accounts6,286ACCOUNTS
Average Account Value$211,803
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)