Frederick WallerCRD Number: 3164047
Current Firm: H.d. Vest Advisory Services, Inc.
Frederick Waller (CRD# 3164047) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Lancaster, PA and has over 9 years of experience in the finance industry.
Thrivent Investment Management Inc.
Northwestern Mutual Investment Services,llc
Kaufman Advisory Services, Inc.
|Hdvest Insurance Services||Irving, TX||Mar 2012 - Current||4|
|H.d. Vest Investment Services||Lancaster, PA||May 2007 - Current||9|
|School District Of Lancaster||Lancaster, PA||May 2004 - Current||12|
|School District Of Lancaster||Lancaster, PA||Aug 1997 - Current||19|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2007|
|S65||NASAA Investment Advisors Law Examination||May 2009|
Total Assets Under Management9,187MILLIONS
Total Number of Accounts50,531ACCOUNTS
Average Account Value$181,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV