
Haley Schwartz (CRD# 6022987) is an Investment Advisor Representative working at Rkl Wealth Management LLC in Lancaster, PA and has over 6 years of experience in the finance industry.
CRD# 5665657
Northwestern Mutual Investment Services,llc
Score
103
CRD# 5679680
Kaufman Advisory Services, Inc.
Score
103
CRD# 5993607
Thrivent Investment Management Inc.
Score
100
Company Name | Location | Dates | Years |
---|---|---|---|
Rkl Wealth Management LLC | Lancaster, PA | Aug 2017 - Current | < 1 |
Prudential Insurance Company Of America | York, PA | Dec 2011 - Jul 2017 | 5 |
Pruco Securities LLC | York, PA | Dec 2011 - Jul 2017 | 5 |
Model Management | Lancaster, PA | Jun 2010 - Nov 2011 | 1 |
Penn State | State College, PA | Aug 2007 - May 2011 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Mar 2012 |
S65 | NASAA Investment Advisors Law Examination | Apr 2013 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Customer Dispute
- VA
-
Total Assets Under Management882MILLIONS
-
Total Number of Accounts2,144ACCOUNTS
-
Average Account Value$411,171
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CO, DE, FL, LA, MD, NH, NJ, NY, PA, SC, TX, VA
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.