James Williams
CRD Number: 2922913Current Firm: Planmember Securities Corporation
Compensation Model: Both
James Williams (CRD# 2922913) is an Investment Advisor Representative working at Ic Advisory Services, Inc. and a Registered Representative with The investment Center, Inc., a broker-dealer firm, in Lancaster, PA and has over 16 years of experience as an advisor and financial planner.
It can be hard to find the right financial advisor to work with. For sixteen years we have served the needs and wants of a diverse group of individuals, families, partners, business owners and their employees, both in the public and private sectors.
We do this by first getting to know our client's history with money and the decisions that have led them to where they are today. Furthermore, we help them identify their strengths, challenges and opportunities, personal and financial, and then draw out a roadmap for present, intermediate and longer term goals that they would like to accomplish to make their lives better; this is the essence of personal financial planning.
Once their roadmap or plan is created and delivered, a specific guide or "Next Steps", is discussed with the client as well as an investment strategy that is unique to their desired goals. Their best interests are always behind every financial recommendation made.
There are some matters that are best left to outside experts in law and tax and, through our network, we are able to refer our clients to those professionals who follow the same, client-centered principles, that is at the heart of our practice. For more information, please contact us at: 800-735-1220.
Licensed in these states: RIA/Securities: PA,VA,MD,TN,UT Insurance: PA,VA,MD
CRD# 2503103
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5372026
Rkl Private Wealth
CRD# 1255111
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Planmember Securities Corporation | Carpinteria, CA | Jun 2018 - Current | 5 |
Williams Wealth Management | Lancaster, PA | Apr 2017 - Current | 6 |
James G. Williams (self Employed) | Lancaster, PA | Oct 2008 - Current | 15 |
The Investment Center, Inc. | Lancaster, PA | Feb 2014 - Jun 2018 | 4 |
Ic Advisory Services, Inc. | Lancaster, PA | Feb 2014 - Jun 2018 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 1999 |
S66 | NASAA Uniform Combined State Law Examination | Jun 2002 |
- PA
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Total Assets Under Management7,530MILLIONS
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Total Number of Accounts67,968ACCOUNTS
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Average Account Value$110,789
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
All securities offered through The Investment Center, Inc., Member FINRA/SIPC. James G. Williams is a registered representative of The Investment Center, Inc. and an investment advisor representative with IC Advisory Services, Inc. Financial Management Group, Ltd. is not affiliated with The Investment Center, Inc.
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