Patrick Whalen, financial advisor Lancaster PA
96 score

Patrick Whalen

CRD Number: 1920746
Current Firm: Northwestern Mutual Investment Services,llc

Patrick Whalen (CRD# 1920746) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Lancaster, PA and has over 17 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Lancaster, PA Jan 1989 - Current 27
Northwestern Mutual Life Insurance Company Milwaukee, WI Mar 1987 - Current 29
Northwestern Mutual Investment Services, LLC Lancaster, PA Aug 2012 - Mar 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1999
Contact Info for Patrick D. Whalen
Phone Number: 866-664-7737
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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