Patrick WhalenCRD Number: 1920746
Current Firm: Northwestern Mutual Investment Services,llc
Patrick Whalen (CRD# 1920746) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Lancaster, PA and has over 18 years of experience in the finance industry.
Thrivent Investment Management Inc.
Northwestern Mutual Investment Services,llc
Kaufman Advisory Services, Inc.
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2016 - Current||2|
|Northwestern Mutual Investment Services, LLC||Lancaster, PA||Jan 1989 - Current||29|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Mar 1987 - Current||30|
|Northwestern Mutual Investment Services, LLC||Lancaster, PA||Aug 2012 - Mar 2016||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1999|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV