Richard RowleyCRD Number: 6170341
Current Firm: Cambridge Investment Research Advisors, Inc.
Richard Rowley (CRD# 6170341) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Lancaster, PA and has over 4 years of experience in the finance industry.
Northwestern Mutual Investment Services,llc
Kaufman Advisory Services, Inc.
Thrivent Investment Management Inc.
|Cambridge Investment Research, Inc.||Fairfield, IA||Mar 2013 - Current||5|
|Rowley Financial||Lancaster, PA||Mar 2013 - Current||5|
|Self Employed @ Richard Matthew Rowley Painting||Manheim, PA||Jun 2005 - Feb 2013||7|
|Wissler's Motors||Mt. Joy, PA||Aug 2007 - Jun 2008||< 1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Aug 2014|
|S63||Uniform Securities State Law Examination||Oct 2013|
Total Assets Under Management28,722MILLIONS
Total Number of Accounts168,526ACCOUNTS
Average Account Value$170,429
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY