James Thomas (CRD# 4627999) is an Investment Advisor Representative working at Thomas Financial Planning, LLC in Land O'Lakes, WI and has 1 year of experience in the finance industry. James Thomas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3222759
Rbc Capital Markets, LLC
CRD# 6241348
Associated Investment Services, Inc.
CRD# 3121169
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Thomas Financial Planning | Land O Lakes, WI | Feb 1999 - Current | 25 |
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Total Assets Under Management18MILLIONS
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Total Number of Accounts10ACCOUNTS
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Average Account Value$1,802,849
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
TX, WI
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