Albert Woodworth, financial advisor Lansing MI
76 score

Albert Woodworth

CRD Number: 1311390
Current Firm: Principal Securities, Inc.

Albert Woodworth (CRD# 1311390) is an Investment Advisor Representative working at Principal Securities, Inc. in Lansing, MI and has over 32 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Principal Life Ins Co Lansing, MI Jan 2013 - Current 4
Princor Financial Services Corp Lansing, MI Jan 2013 - Current 4
The Centennial Group Lansing, MI Jan 2013 - Current 4
Securian Financial Services St Paul, MN Oct 2001 - Jan 2013 11
Centennial Associates, Inc. Lansing, MI Feb 1988 - Jan 2013 24
Minnesota Life Insurance Company St Paul, MN Jun 1984 - Jan 2013 28
Centennial Employee Benefits Lansing, MI Oct 1989 - Dec 2007 18
Centennial Investment Planning Lansing, MI May 1995 - Apr 2007 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1985
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Civil Judgement
Get Details on the FINRA Advisor Check site
Contact Info for Albert W. Woodworth
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • MI
  • TX
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
76

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.