Andrew Schade, financial advisor Lansing MI
91 score

Andrew Schade

CRD Number: 4550763
Current Firm: Securities America Advisors, Inc.
Andrew Schade (CRD# 4550763) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Lansing, MI and has over 15 years of experience in the finance industry. Andrew Schade has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
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Professional Designations
Company Name Location Dates Years
Securities America, Inc. Lansing, MI Feb 2014 - Current 3
Securities America Advisors, Inc. Lansing, MI Feb 2014 - Current 3
Sagepoint Financial Okemos, MI Oct 2012 - Feb 2014 1
Invest Financial Corp. Tampa, FL Aug 2009 - Oct 2012 3
Hantz Financial Services Lansing, MI Jun 2002 - Aug 2009 7
Exam Code Name Passed Date
S6 Investment Company and Variable Contracts Products Representative Examination (IR) Jul 2002
S63 Uniform Securities State Law Examination Aug 2002
S7 General Securities Representative Examination (GS) Dec 2003
S24 General Securities Principal Examination (GP) Jan 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Advisor's Response :

In 15 years I have had one customer complaint. During the course of defending myself during the complaint the customer offered to settle with me for less money than it would cost to take the complaint to trial. I agreed to settle to save in costs of defense. The customers allegations were unfounded and I deny them in their entirety.

Contact Info for Andrew L. Schade
Phone Number: 517-481-2223
Registered State(s):
  • MI
  • MT
  • DC
  • NY
  • FL
  • IL
  • PA
  • VA
By the Numbers
  • Total Assets Under Management
    13,433
    MILLIONS
  • Total Number of Accounts
    92,356
    ACCOUNTS
  • Average Account Value
    $145,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
91
Verified Page
Data verified by both the advisor and the public regulatory data.

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Disclosure

Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.