Charles Ramos, financial advisor Larkspur CA

Charles Ramos

CRD Number: 1613649
Current Firm: Private Capital Management, Inc.
Compensation Model: Fee Only

Charles Joseph (Joe) Ramos (CRD# 1613649) is an Investment Advisor Representative at Private Capital Management, Inc. in Larkspur, CA and has over 27 years of experience in wealth management. Joe Ramos has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Private Capital Management Inc. Larkspur, CA Apr 2002 - Current 18
Ramos Financial Services San Francisco, CA Jun 1996 - Apr 2002 5
Levine Financial Group San Francisco, CA Jan 1988 - Jun 1996 8
Montgomery Securities San Francisco, CA May 1985 - Jan 1988 2
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Nov 1987
S63 Uniform Securities State Law Examination Jul 1994
S24 General Securities Principal Examination (GP) Oct 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Charles J. Ramos
Phone Number: 415-464-9700
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    150
    MILLIONS
  • Total Number of Accounts
    268
    ACCOUNTS
  • Average Account Value
    $558,713
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, FL

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