Donald ShawCRD Number: 4545740
Current Firm: H.d. Vest Advisory Services, Inc.
Donald Shaw (CRD# 4545740) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Las Cruces, NM and has over 15 years of experience in the finance industry. Donald Shaw has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Lpl Financial LLC
Coalson Financial Services, LLC
Raymond James Financial Services Advisors, Inc.
|H.d. Vest Investment Services||Las Cruces, NM||Dec 2007 - Current||10|
|Kriegel & Co, Ltd||Las Cruces, NM||Jun 1989 - Current||28|
|Waddell & Reed, Inc.||El Paso, TX||Mar 2004 - Oct 2006||2|
|Various Insurance Carriers||Las Cruces, NM||Jan 2003 - Oct 2006||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2002|
Total Assets Under Management9,187MILLIONS
Total Number of Accounts50,531ACCOUNTS
Average Account Value$181,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV