Ernest Sichler, financial advisor Las Cruces NM
88 score

Ernest Sichler

CRD Number: 6387905
Current Firm: Lpl Financial LLC

Ernest Sichler (CRD# 6387905) is an Investment Advisor Representative working at Lpl Financial LLC in Las Cruces, NM and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Las Cruces, NM Aug 2014 - Current 2
Sichler Construction Los Lunas, NM Jan 2014 - Jul 2014 < 1
Farm Bureau Financial Services Las Cruces, NM Jan 2012 - Jan 2014 2
Bank Of The Rio Grande, N.a. Las Cruces, NM Nov 2006 - Dec 2011 5
Hoot N Annies Las Cruces, NM Apr 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2014
Contact Info for Ernest F. Sichler
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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