James Spence, financial advisor Las Cruces NM
93 score

James Spence

CRD Number: 1189299
Current Firm: Spence Asset Management

James Spence (CRD# 1189299) is an Investment Advisor Representative working at Spence Asset Management in Las Cruces, NM and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Spence Llc - Real Estate Las Cruces, NM Jul 2000 - Current 16
Spence Asset Management Las Cruces, NM Jul 2000 - Current 16
Cambridge Investment Research Fairfield, IA Sep 1999 - Sep 2010 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
Contact Info for James W. Spence
Phone Number: 575-556-8500
Registered State(s):
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    150
    MILLIONS
  • Total Number of Accounts
    658
    ACCOUNTS
  • Average Account Value
    $227,560
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

NM, TX

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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