Richard TallentCRD Number: 1935856
Current Firm: Wells Fargo Advisors, LLC
Richard Tallent (CRD# 1935856) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Las Cruces, NM and has over 27 years of experience in the finance industry.
Coalson Financial Services, LLC
H.d. Vest Advisory Services, Inc.
Raymond James Financial Services Advisors, Inc.
|Wells Fargo Advisors LLC||Las Cruces, NM||Aug 2010 - Current||6|
|Edward Jones||St Louis, MO||Feb 2001 - Aug 2010||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1989|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV