Robert BarnardCRD Number: 5504882
Current Firm: Principal Securities, Inc.
Robert Barnard (CRD# 5504882) is an Investment Advisor Representative working at Principal Securities, Inc. in Las Cruces, NM and has over 9 years of experience in the finance industry.
Coalson Financial Services, LLC
H.d. Vest Advisory Services, Inc.
Raymond James Financial Services Advisors, Inc.
|4 Bar Company||La Cruces, NM||Apr 2008 - Current||9|
|Principal Life Insurance Co||Las Crucas, NM||Mar 2008 - Current||9|
|Princor Financial Services Corp||Las Crucas, NM||Mar 2008 - Current||9|
|M Bar Company||Las Crucas, NM||Aug 2001 - Current||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2008|
|S65||NASAA Investment Advisors Law Examination||Jun 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,622MILLIONS
Total Number of Accounts15,486ACCOUNTS
Average Account Value$104,766
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV