Benjamin Herman, financial advisor Las Vegas NV

Benjamin Herman

CRD Number: 6126115
Current Firm: Morgan Stanley

Benjamin Herman (CRD# 6126115) is an Investment Advisor Representative working at Morgan Stanley in Las Vegas, NV and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Smith Barney LLC Las Vegas, NV Sep 2021 - Current 2
Morgan Stanley Private Bank, N.a New York, NY Sep 2021 - Current 2
Bank Of America, N.a. Las Vegas, NV Mar 2017 - Sep 2021 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas, NV Jan 2017 - Sep 2021 4
Morgan Stanley Smith Barney LLC El Segundo, CA Mar 2016 - Jan 2017 < 1
Morgan Stanley Private Bank, N.a. New York, NY Mar 2016 - Jan 2017 < 1
Morgan Stanley Private Bank, N.a. New York, NY Jan 2015 - Mar 2016 1
Morgan Stanley Smith Barney LLC El Segundo, CA Oct 2012 - Mar 2016 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2012
Contact Info for Benjamin J. Herman
Phone Number: 914-225-5510
Registered State(s):
  • NV
  • TX
By the Numbers
  • Total Assets Under Management
    1,185,061
    MILLIONS
  • Total Number of Accounts
    2,233,188
    ACCOUNTS
  • Average Account Value
    $530,659
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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