Benjamin Herman, financial advisor Las Vegas NV
93 score

Benjamin Herman

CRD Number: 6126115
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Benjamin Herman (CRD# 6126115) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Las Vegas, NV and has over 5 years of experience in the finance industry.

Similar Advisors
David Dunn, financial advisor Las Vegas NV
David J. Dunn
CRD# 2514757
Kingsbridge Wealth Management, Inc.
Score
100
Similar Advisors
Randy Garcia, financial advisor Las Vegas NV
Randy A. Garcia
CRD# 862041
The Investment Counsel Company
Score
100
Similar Advisors
Winfield Greenwood, financial advisor Las Vegas NV
Winfield C. Greenwood
CRD# 5106024
Hornor, Townsend & Kent, Inc.
Score
100
Company Name Location Dates Years
Bank Of America, N.a. Las Vegas, NV Mar 2017 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas, NV Jan 2017 - Current 1
Morgan Stanley Smith Barney LLC El Segundo, CA Mar 2016 - Jan 2017 < 1
Morgan Stanley Private Bank, National Association New York, NY Mar 2016 - Jan 2017 < 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Mar 2016 1
Morgan Stanley Smith Barney LLC El Segundo, CA Oct 2012 - Mar 2016 3
The Management Team Las Vegas, NV Jan 2012 - Sep 2012 < 1
Representing Athletes Worldwide Lake Forest, CA Dec 2010 - Dec 2011 1
Unemployed Las Vegas, NV Jun 2010 - Nov 2010 < 1
University Of Nevada Las Vegas Las Vegas, NV Aug 2008 - May 2010 1
City National Bank Las Vegas, NV Sep 2008 - Dec 2009 1
Public Education Foundation Las Vegas, NV Feb 2008 - Jul 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2012
Contact Info for Benjamin J. Herman
Phone Number: 800-637-7455
Registered State(s):
  • NV
  • TX
By the Numbers
  • Total Assets Under Management
    639,574
    MILLIONS
  • Total Number of Accounts
    1,831,494
    ACCOUNTS
  • Average Account Value
    $349,209
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from Benjamin Herman and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.