Benjamin Herman, financial advisor Las Vegas NV
90 score

Benjamin Herman

CRD Number: 6126115
Current Firm: Morgan Stanley

Benjamin Herman (CRD# 6126115) is an Investment Advisor Representative working at Morgan Stanley in Las Vegas, NV and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Mar 2016 - Current < 1
Morgan Stanley Smith Barney LLC El Segundo, CA Mar 2016 - Current < 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Mar 2016 1
Morgan Stanley Smith Barney LLC El Segundo, CA Oct 2012 - Mar 2016 3
The Management Team Las Vegas, NV Jan 2012 - Sep 2012 < 1
Representing Athletes Worldwide Lake Forest, CA Dec 2010 - Dec 2011 1
Unemployed Las Vegas, NV Jun 2010 - Nov 2010 < 1
University Of Nevada Las Vegas Las Vegas, NV Jan 2010 - May 2010 < 1
City National Bank Las Vegas, NV Aug 2008 - Dec 2009 1
Public Education Foundation Las Vegas, NV Feb 2008 - Jul 2008 < 1
Detroit Lions Allen Park, MI Jun 2007 - Jan 2008 < 1
University Of Arizona Tucson, AZ Aug 2003 - May 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2012
Contact Info for Benjamin J. Herman
Phone Number: 914-225-5510
Registered State(s):
  • CA
  • NV
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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