Cason SwinnCRD Number: 5315234
Current Firm: Rbc Capital Markets, LLC
Cason Swinn (CRD# 5315234) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Las Vegas, NV and has over 10 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
The Investment Counsel Company
Hornor, Townsend & Kent, Inc.
|City National Bank||Las Vegas, NV||Oct 2017 - Current||< 1|
|Rbc Capital Markets, LLC||Las Vegas, NV||Aug 2017 - Current||< 1|
|Merrill Lynch, Pierce, Fenner And Smith Incorporated||Las Vegas, NV||Jul 2007 - Aug 2017||10|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2008|
Total Assets Under Management106,032MILLIONS
Total Number of Accounts254,944ACCOUNTS
Average Account Value$415,903
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY