Catherine FlossCRD Number: 5328342
Current Firm: Wells Fargo Advisors, LLC
Catherine Floss (CRD# 5328342) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Las Vegas, NV and has over 10 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|Wells Fargo Advisors LLC||Las Vegas, NV||Jan 2011 - Current||6|
|Wells Fargo Bank, N.a.||Las Vegas, NV||Mar 2010 - Current||7|
|Wells Fargo Investments, LLC||Las Vegas, NV||Mar 2010 - Jan 2011||< 1|
|Wachovia Bank, N.a.||Phoenix, AZ||May 2007 - Mar 2010||2|
|Wachovia Securities, LLC||Phoenix, AZ||May 2007 - May 2009||2|
|Bank Of America||Las Vegas, NV||Dec 2005 - May 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2007|
|S66||NASAA Uniform Combined State Law Examination||Aug 2010|
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV