David Marina, financial advisor Las Vegas NV
71 score

David Marina

CRD Number: 1077894
Current Firm: Waddell & Reed

David Marina (CRD# 1077894) is an Investment Advisor Representative working at Waddell & Reed in Las Vegas, NV and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Joel Everage Las Vegas, NV Jan 2015 - Current 1
Various Insurance Carriers For W&r Insurance Agencies N Las Vegas, NV Oct 2013 - Current 3
Waddell & Reed Inc. Las Vegas, NV Oct 2013 - Current 3
Diagnostic Screening Solutions Las Vegas, NV Aug 2011 - Current 5
Ameriprise Financial Services Inc. Las Vegas, NV Mar 2012 - Sep 2013 1
Unemployed Las Vegas, NV Mar 2011 - Aug 2011 < 1
Catholic Charities Of Southern Nevada Las Vegas, NV Jan 2011 - Mar 2011 < 1
Unemployed Las Vegas, NV Aug 2010 - Jan 2011 < 1
Edward Jones St. Louis, MO May 2010 - Aug 2010 < 1
Woodbury Financial Services Henderson, NV Apr 2009 - May 2010 1
Self Las Vegas, NV Jan 2009 - Apr 2009 < 1
Smh Capital Henderson, NV Jan 2006 - Jan 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1999
S65 NASAA Investment Advisors Law Examination Dec 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for David J. Marina
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • AK
  • CA
  • CO
  • ID
  • IL
  • IN
  • NE
  • NV
  • NM
  • TX
  • UT
  • VA
  • WA
  • WI
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from David Marina and other advisors.
BADGES
71

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