Frank Carbone, financial advisor Las Vegas NV

Frank Carbone

CRD Number: 1350687
Current Firm: International Assets Investment Management, LLC

Frank Carbone (CRD# 1350687) is an Investment Advisor Representative working at International Assets Investment Management, LLC in Las Vegas, NV and has over 38 years of experience in the finance industry.

Similar Advisors
Jennifer Davis, financial advisor Las Vegas NV
Jennifer A. Davis
CRD# 2481766
Skyoak Capital, Inc.
Similar Advisors
Marc Aarons, financial advisor Las Vegas NV
Marc S. Aarons
CRD# 4459102
Money Managers, Inc.
Similar Advisors
Gregory Adams, financial advisor Las Vegas NV
Gregory L. Adams
CRD# 5192556
Ameriprise Financial Services, LLC
Company Name Location Dates Years
International Assets Advisory, LLC Las Vegas, NV Mar 2021 - Current 3
International Assets Investment Management, LLC Las Vegas, NV Mar 2021 - Current 3
Wells Fargo Advisors Financial Network, LLC Las Vegas, NV Nov 2018 - Mar 2021 2
Wells Fargo Clearing Services, LLC Las Vegas, NV Nov 2016 - Nov 2018 2
Wells Fargo Advisors LLC Las Vegas, NV May 2009 - Nov 2016 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1985
S65 NASAA Investment Advisors Law Examination Aug 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Frank Carbone
Phone Number: 407-254-1500
Registered State(s):
  • NV
By the Numbers
  • Total Assets Under Management
    1,445
    MILLIONS
  • Total Number of Accounts
    6,618
    ACCOUNTS
  • Average Account Value
    $218,270
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from Frank Carbone and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.