Frank CarboneCRD Number: 1350687
Current Firm: Wells Fargo Clearing Services, LLC
Frank Carbone (CRD# 1350687) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Las Vegas, NV and has over 33 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
The Investment Counsel Company
Hornor, Townsend & Kent, Inc.
|Wells Fargo Clearing Services, LLC||Las Vegas, NV||Nov 2016 - Current||1|
|Wells Fargo Advisors LLC||Las Vegas, NV||May 2009 - Nov 2016||7|
|Wachovia Securities LLC||Las Vegas, NV||Jul 2003 - May 2009||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1985|
|S65||NASAA Investment Advisors Law Examination||Aug 1995|
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY