J KeffuryCRD Number: 6056262
Current Firm: Ubs Financial Services Inc.
J Keffury (CRD# 6056262) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Las Vegas, NV and has over 4 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|Ubs Financial Services Inc.||Las Vegas, NV||Jan 2016 - Current||1|
|Various Insurance Carriers For W&r Insurance Agencies||Las Vegas, NV||Jul 2012 - Nov 2015||3|
|Waddell & Reed, Inc.||Las Vegas, NV||Apr 2012 - Nov 2015||3|
|Skills 4 Kids||Las Vegas, NV||Aug 2013 - Aug 2014||1|
|Todd Keffury||Las Vegas, NV||Sep 1998 - Apr 2012||13|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV