Ji KimCRD Number: 5455937
Current Firm: Valic Financial Advisors, Inc.
Ji Kim (CRD# 5455937) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Las Vegas, NV and has over 10 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
The Investment Counsel Company
Hornor, Townsend & Kent, Inc.
|Valic Financial Advisors||Reno, NV||Apr 2011 - Current||6|
|Unemployed||Las Vegas, NV||Jun 2009 - Apr 2011||1|
|Wachovia Securities, LLC||Las Vegas, NV||Jan 2008 - Jun 2009||1|
|A. G. Edwards & Sons, Inc.||Las Vegas, NV||Nov 2007 - Jun 2009||1|
|Unemployed||Las Vegas, NV||May 2007 - Oct 2007||< 1|
|S2k Restaurants Group Inc.||Las Vegas, NV||Jul 2005 - May 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management22,665MILLIONS
Total Number of Accounts866,312ACCOUNTS
Average Account Value$26,163
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV