John KlumbachCRD Number: 3024544
Current Firm: Lpl Financial LLC
John Klumbach (CRD# 3024544) is an Investment Advisor Representative working at Lpl Financial LLC in Las Vegas, NV and has over 16 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|Lpl Financial LLC||Las Vegas, NV||Nov 2010 - Current||6|
|Questar Asset Management||Minneapolis, MN||Jan 2007 - Nov 2010||3|
|Questar Capital Corporation||Minneapolis, MN||Nov 2006 - Nov 2010||4|
|Royal Alliance Associates Inc.||Las Vegas, NV||Dec 2002 - Nov 2006||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2001|
|S65||NASAA Investment Advisors Law Examination||Aug 2003|
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV