John YeazelCRD Number: 3022108
Current Firm: Wells Fargo Advisors, LLC
John Yeazel (CRD# 3022108) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Las Vegas, NV and has over 18 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|Wells Fargo Advisors LLC||Las Vegas, NV||Jun 2011 - Current||5|
|Bank Of America, Na||Las Vegas, NV||Dec 2009 - Jun 2011||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Las Vegas, NV||Oct 2009 - Jun 2011||1|
|Banc Of America Investment Services, Inc.||Las Vegas, NV||Apr 2001 - Jun 2011||10|
|Banc Of America Insurance Services, Inc.||Las Vegas, NV||Apr 2001 - Jun 2011||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1998|
|S65||NASAA Investment Advisors Law Examination||Feb 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV