Joshua SilversteinCRD Number: 6087683
Current Firm: Investment Research Corp
Joshua Silverstein (CRD# 6087683) is an Investment Advisor Representative working at Investment Research Corp in Las Vegas, NV and has over 4 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|World Capital Brokerage, Inc.||Denver, CO||Mar 2016 - Current||1|
|Voya Financial Advisors, Inc.||Las Vegas, NV||Aug 2015 - Feb 2016||< 1|
|Ameriprise Financial Services Inc.||Las Vegas, NV||Jun 2012 - Aug 2015||3|
|Nordstrom||Las Vegas, NV||May 2012 - Jun 2012||< 1|
|Unemployed||Las Vegas, NV||Mar 2012 - Jun 2012||< 1|
|Dpsi||Las Vegas, NV||Aug 2002 - Mar 2012||9|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management27MILLIONS
Total Number of Accounts126ACCOUNTS
Average Account Value$216,256
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, FL, HI, ID, IL, LA, MD, MI, MO, NC, NV, NY, OH, OK, PA, TX, VA, WA, WV