Karin MetcalfCRD Number: 5890417
Current Firm: The Wealth Consulting Group
Karin Metcalf (CRD# 5890417) is an Investment Advisor Representative working at The Wealth Consulting Group in Las Vegas, NV and has over 6 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|The Wealth Consulting Group||Las Vegas, NV||Nov 2014 - Current||2|
|Lpl Financial LLC||Las Vegas, NV||Oct 2014 - Current||2|
|New England Securities||Las Vegas, NV||Mar 2012 - Oct 2014||2|
|University Of Phoenix||Henderson, NV||Sep 2010 - Feb 2012||1|
|Suite 101.com Media, Inc.||Vancouver,||Jul 2010 - Feb 2012||1|
|Various Insurance Carriers For W&r Insurance Agencies||Las Vegas, NV||Oct 2011 - Jan 2012||< 1|
|Waddell & Reed, Inc.||Las Vegas, NV||May 2011 - Jan 2012||< 1|
|Unemployed||Lompoc, CA||May 2010 - Jul 2010||< 1|
|County Of Santa Barbara||Santa Barbara, CA||Dec 2006 - May 2010||3|
|Metcalf Golf||Lompac, CA||Aug 2005 - Nov 2006||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management458MILLIONS
Total Number of Accounts2,351ACCOUNTS
Average Account Value$194,964
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AZ, CA, CO, FL, HI, IN, LA, MI, MO, NM, NV, NY, OR, TX, VA, WA, WI