Nicolas CalviCRD Number: 5928615
Current Firm: Charles Schwab & Company, Inc.
Nicolas Calvi (CRD# 5928615) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Las Vegas, NV and has over 5 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|Charles Schwab Bank||Las Vegas, NV||Oct 2013 - Current||3|
|Charles Schwab & Company,inc||Las Vegas, NV||May 2011 - Current||6|
|Lowes||Littleton, CO||Apr 2011 - Jun 2011||< 1|
|Unemployed||Littleton, CO||Feb 2011 - Apr 2011||< 1|
|The Steamboat Pilot & Today||Steamboat Springs, CO||Sep 2010 - Feb 2011||< 1|
|The Houston Texans||Houston, TX||Jul 2010 - Sep 2010||< 1|
|College Pro Painters||Boulder/longmont, CO||Jan 2009 - Jul 2010||1|
|University Of Colorado||Boulder, CO||Aug 2008 - Jan 2009||< 1|
|The Ups Store||Steamboat Springs, CO||Jan 2008 - Aug 2008||< 1|
|Colorado Mountain College||Steamboat Springs, CO||Aug 2007 - Jan 2008||< 1|
|Prestige Property Detailing||Steamboat Springs, CO||May 2007 - Aug 2007||< 1|
|Colorado Mountain College||Steamboat Springs, CO||Aug 2006 - May 2007||< 1|
|Bluestone Bar & Grill||New Lenox, IL||Mar 2002 - Aug 2006||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2011|
|S66||NASAA Uniform Combined State Law Examination||Oct 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
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