Paul CarterCRD Number: 3059172
Current Firm: Hilltop Securities Independent Network Inc.
Paul Carter (CRD# 3059172) is an Investment Advisor Representative working at Hilltop Securities Independent Network Inc. in Las Vegas, NV and has over 19 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
The Investment Counsel Company
Hornor, Townsend & Kent, Inc.
|Sws Financial Services||Las Vegas, NV||Nov 2012 - Current||5|
|Southwest Securities, Inc.||Henderson, NV||Dec 2009 - Nov 2012||2|
|Rbc Capital Markets Corporation||Las Vegas, NV||Mar 2008 - Dec 2009||1|
|Rbc Dain Rauscher||Las Vegas, NV||May 2005 - Mar 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1998|
|S65||NASAA Investment Advisors Law Examination||Aug 1998|
Total Assets Under Management280MILLIONS
Total Number of Accounts1,339ACCOUNTS
Average Account Value$208,740
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV