Randy Garcia
CRD Number: 862041Current Firm: The Investment Counsel Company
Compensation Model: Fee Only
Randy Garcia (CRD# 862041) is Registered Investment Advisor working at The Investment Counsel Company in Las Vegas, NV and has over 34 years of experience in the finance industry.
The Investment Counsel Company (ICC), founded in 1987 by Randy Garcia, was the first independent investment management firm in Nevada. ICC has been recognized for its expertise and excellence by s financial industry publications including Money Magazine, Barron’s, Wealth Manager and Medical Economics magazines. For numerous years the firm has been recognized by Barron’s as the top financial advisor in Nevada and one of the top 1,200 financial advisors in the nation.
Founder, Randy Garcia, has always believed that his clients are entitled to a positive experience, resulting from a higher standard of service that far exceeds the industry norm. Since 1987, The Investment Counsel Company has assisted clients with establishing investment goals and risk parameters, and structuring and implementing investment plans to match their needs. Mr. Garcia currently manages over $970 million on a fee-only basis for his clients who are primarily professionals, affluent families, businesses, and retirement plans. Randy, as well as the firm’s other Investment Consultants are Certified Investment Management Consultants and Accredited Investment Fiduciary Analysts.
CRD# 6754825
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5192556
Edward Jones
CRD# 2556216
Transamerica Financial Advisors, Inc.
This designation focuses on risk management, due diligence, investment policy and asset allocation. This designation is typically used for people who research fund managers for their clients or institutions.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Investment Counsel Company Of Nevada | Las Vegas, NV | May 1987 - Current | 33 |
| Paine Webber | Las Vegas, NV | Jul 1977 - Apr 1987 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 1978 |
| S63 | Uniform Securities State Law Examination | Oct 1982 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1993 |
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Total Assets Under Management1,057MILLIONS
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Total Number of Accounts966ACCOUNTS
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Average Account Value$1,094,502
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
CA, ID, LA, NV, OR, TX, UT
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