Richard OrleckCRD Number: 4495160
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Richard Orleck (CRD# 4495160) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Las Vegas, NV and has over 14 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|Bank Of America, N.a.||Las Vegas, NV||Feb 2014 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Las Vegas, NV||Dec 2013 - Current||3|
|Morgan Stanley||Laguna Niguel, CA||Mar 2013 - Dec 2013||< 1|
|Bank Of America, Na||Los Angeles, CA||Aug 2009 - Mar 2013||3|
|Merrill Lynch,pierce,fenner&smith Inc.||Manasquan, NJ||Mar 2001 - Mar 2013||12|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Los Angeles, CA||Mar 2001 - Mar 2013||12|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2002|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV