Richard Orleck, financial advisor Las Vegas NV
93 score

Richard Orleck

CRD Number: 4495160
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Richard Orleck (CRD# 4495160) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Las Vegas, NV and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Las Vegas, NV Feb 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas, NV Dec 2013 - Current 3
Morgan Stanley Laguna Niguel, CA Mar 2013 - Dec 2013 < 1
Bank Of America, Na Los Angeles, CA Aug 2009 - Mar 2013 3
Merrill Lynch,pierce,fenner&smith Inc. Manasquan, NJ Mar 2001 - Mar 2013 12
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles, CA Mar 2001 - Mar 2013 12
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2002
Contact Info for Richard J. Orleck
Phone Number: 800-637-7455
Registered State(s):
  • NV
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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